-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5sA7mb83RFla0ndsdSxnzqyldPKSxba42Ea3cMnRnc5n91VKqDIgGX1NbgPUV5b WUwlurEAXIWaVZgG68ksNg== 0001092306-02-000370.txt : 20021114 0001092306-02-000370.hdr.sgml : 20021114 20021114130255 ACCESSION NUMBER: 0001092306-02-000370 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUINTON CARDIOLOGY SYSTEMS INC CENTRAL INDEX KEY: 0001166409 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943300396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78261 FILM NUMBER: 02823479 BUSINESS ADDRESS: STREET 1: 3303 MONTE VILLA PKWY CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4254022000 FORMER COMPANY: FORMER CONFORMED NAME: QUINTON HOLDING CORP DATE OF NAME CHANGE: 20020201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHEA J F CO INC CENTRAL INDEX KEY: 0001024746 IRS NUMBER: 941530032 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 644 BREA CANYON ROAD CITY: WALNUT STATE: CA ZIP: 91789 BUSINESS PHONE: 9095949500 SC 13G 1 sc13g.txt SCHEDULE 13G SEC 1745 (02- POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF 02) INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. ________________________________________________________________________________ ____________________________ OMB APPROVAL ____________________________ OMB Number: 3235-0145 Expires: November 30, 2002 Estimated average burden hours per response........11 ____________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Quinton Cardiology Systems, Inc _______________________________ (Name of Issuer) Common Stock ______________________________ (Title of Class of Securities) 748773108 ______________ (CUSIP Number) November 1, 2002 _______________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 748773108 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.F. Shea Company, Inc. ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) __________________________________________________________________ (b) __________________________________________________________________ ________________________________________________________________________________ 3. SEC Use Only__________________________________________________________ ________________________________________________________________________________ 4. Citizenship or Place of Organization California ________________________________________________________________________________ Number of 5. Sole Voting Power 1,329,522 Shares ________________________________________________________________ Beneficially Owned by 6. Shared Voting Power Each ________________________________________________________________ Reporting Person 7. Sole Dispositive Power 1,329,522 With ________________________________________________________________ 8. Shared Dispositive Power ________________________________________________________________ ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,329,522 ________________________________________________________________________________ X 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 22,443 ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 11.1% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) CO ________________________________________________________________________________ 2 CUSIP No. 748773108 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Edmund H. Shea, Jr. ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) __________________________________________________________________ (b) __________________________________________________________________ ________________________________________________________________________________ 3. SEC Use Only__________________________________________________________ ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares ________________________________________________________________ Beneficially Owned by 6. Shared Voting Power 1,329,522 Each ________________________________________________________________ Reporting Person 7. Sole Dispositive Power With ________________________________________________________________ 8. Shared Dispositive Power 1,329,522 ________________________________________________________________ ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,329,522 ________________________________________________________________________________ X 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 22,443 ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 11.1% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ 3 CUSIP No. 748773108 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). John F. Shea ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) __________________________________________________________________ (b) __________________________________________________________________ ________________________________________________________________________________ 3. SEC Use Only__________________________________________________________ ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares ________________________________________________________________ Beneficially Owned by 6. Shared Voting Power 1,329,522 Each ________________________________________________________________ Reporting Person 7. Sole Dispositive Power With ________________________________________________________________ 8. Shared Dispositive Power 1,329,522 ________________________________________________________________ ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,329,522 ________________________________________________________________________________ X 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 22,443 ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 11.1% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ 4 CUSIP No. 748773108 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Peter O. Shea, Jr. ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) __________________________________________________________________ (b) __________________________________________________________________ ________________________________________________________________________________ 3. SEC Use Only__________________________________________________________ ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares ________________________________________________________________ Beneficially Owned by 6. Shared Voting Power 1,329,522 Each ________________________________________________________________ Reporting Person 7. Sole Dispositive Power With ________________________________________________________________ 8. Shared Dispositive Power 1,329,522 ________________________________________________________________ ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,329,522 ________________________________________________________________________________ X 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 22,443 ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 11.1% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ 5 CUSIP No. 748773108 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). James G. Shontere ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) __________________________________________________________________ (b) __________________________________________________________________ ________________________________________________________________________________ 3. SEC Use Only__________________________________________________________ ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares ________________________________________________________________ Beneficially Owned by 6. Shared Voting Power 1,329,522 Each ________________________________________________________________ Reporting Person 7. Sole Dispositive Power With ________________________________________________________________ 8. Shared Dispositive Power 1,329,522 ________________________________________________________________ ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,329,522 ________________________________________________________________________________ X 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 22,443 ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 11.1% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ 6 ITEM 1. (a) Name of Issuer Quinton Cardiology Systems, Inc Address of Issuer's Principal Executive Offices (b) 3303 Monte Villa Parkway Bothell, WA 98021 ITEM 2.
PRINCIPAL NAME AND OCCUPATION OR OFFICE HELD BUSINESS ADDRESS CITIZENSHIP EMPLOYMENT John F. Shea 655 Brea Canyon Rd. USA President of JFSCI* President and Director Walnut, CA 91789 Edmund H. Shea, Jr. 655 Brea Canyon Rd. USA Vice President of JFSCI* Vice President and Director Walnut, CA 91789 Peter O. Shea, Jr. 655 Brea Canyon Rd. USA Vice President of JFSCI* Vice President and Director Walnut, CA 91789 James G. Shontere 655 Brea Canyon Rd. USA Secretary/Treasurer of Secretary/Treasurer Walnut, CA 91789 JFSCI* and Director *J. F. Shea Company, Inc.
(d) Title of Class of Securities Common Stock (e) CUSIP Number 748773108 ITEM 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1) (ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); 7 (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance withss.240.13d-1(b)(1)(ii)(J). ITEM 4. Ownership. (a) Amount beneficially owned: 1,329,522 (b) Percent of class: 11.1 (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,329,522 (as to J. F. Shea Company, Inc. only) (ii) Shared power to vote or to direct the vote 1,329,522 (as to all other filing persons) (iii) Sole power to dispose or to direct the disposition of 1,329,522 (as to J. F. Shea Company, Inc. only) (iv) Shared power to dispose or to direct the disposition of 1,329,522 (as to all other filing persons) ITEM 5. Ownership of Five Percent or Less of a Class N/A ITEM 6. Ownership of More than Five Percent on Behalf of Another Person. N/A ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. See response to Item 2 8 ITEM 8. Identification and Classification of Members of the Group See response to Item 2. The filing persons (except for J.F. Shea Company, Inc.) disclaim beneficial ownership of the securities being reported and disclaim group status. Also, all reporting persons disclaim beneficial ownership of an additional 22,443 which the reporting persons acquired directly or indirectly as nominee for another investor. ITEM 9. Notice of Dissolution of Group N/A 9 ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 11, 2002 J.F. SHEA COMPANY, INC. By: /s/ EDMUND H. SHEA, JR. ______________________________________ Name: Edmund H. Shea, Jr. Title: Vice President /s/ EDMUND H. SHEA, JR. ______________________________________ Edmund H. Shea, Jr. /s/ PETER O. SHEA, JR. ______________________________________ Peter O. Shea, Jr. /s/ JOHN F. SHEA ______________________________________ John F. Shea /s/ JAMES G. SHONTERE ______________________________________ James G. Shontere ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) 10 -----END PRIVACY-ENHANCED MESSAGE-----